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Periodical
Securities industry news.
Publisher: New York, NY : Securities Industry News

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Periodical
Treasury affairs.
Year: 2003 Publisher: Baarn, Netherlands : Riskmatrix

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Regulation and compliance in operations
Authors: ---
ISBN: 9780750654876 0750654872 9780080516004 0080516009 1282381318 9781282381315 9786612381317 Year: 2004 Publisher: Amsterdam ; London : Elsevier,

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'Regulation and Compliance in Operations' looks at how regulation affects the operations function by focusing on regulatory issues and drivers. As regulatory demands ever increasing, it is important for operations teams to be aware of the important regulatory issues which exist globally. Like any other part of an organization in the financial services industry, operations has rules and regulations to comply with. Although many view regulation as being about rooting out rogue traders and controlling speculators, its role is much more profound than this, and without it many


Book
Capital markets in India
Authors: ---
ISBN: 9351509478 1282984608 9786612984600 813210658X 9788132106586 9788132105008 8132105001 Year: 2010 Publisher: Thousand Oaks, Calif. : SAGE,

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This book provides a comprehensive picture of the recent trends and developments in the Indian finance scenario. It provides the reader with:. - A comprehensive description and assessment of the Indian capital markets. - An analytical approach together with a description of major recent developments and the current status of the finance sector. The collection deals with issues like brokerage, security analysis, and underwriting, as well as the legal infrastructure of the markets. It focuses primarily on the Indian stock markets, corporate bond markets and derivatives markets. It also looks at


Periodical
Wall street letter.
Author:
Publisher: New York Institutional Investor

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Periodical
The Trade.
Year: 2004 Publisher: London : Tungsten Publishing

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Provides information on the business of institutional global securities trading. Covers the broad spectrum of activities that buy-side firms undertake to implement their investment decisions and manage the investment process end-to-end in order to reduce market impact costs and maximise portfolio returns.

The big investment lie : what your financial advisor doesn't want you to know
Author:
ISBN: 1283268493 9786613268495 9781576754078 1605093912 9781605093918 9781609943196 1609943198 6613268496 1576754073 9781283268493 Year: 2007 Publisher: San Francisco, Calif. : Berrett-Koehler Publishers,

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This exposé of regularized falsehood reveals the unfortunate truth behind the financial advisory industry - that professional investors cannot, and never have been able to, beat market averages. Written by a well-credentialed insider, this book additionally provides detailed insights into where people should really invest their money.


Book
Capital markets, derivatives and the law
Author:
ISBN: 1283130114 9786613130112 0199713278 9780199713271 9781283130110 6613130117 9780195339086 0195339088 Year: 2009 Publisher: Oxford New York Oxford University Press

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President Obama recently called for a new financial regulation system in the United States. In order to understand the intricacies of new regulation, individuals must have a strong foundation in how capital markets function as well as how financial instruments and derivatives work. Capital Markets, Derivatives, and the Law provides readers with the foundation necessary to make informed, well-reasoned decisions about capital market participation, derivative utilization, and adherence to existing and future regulations. This publication is an essential guide for attorneys and business profession


Book
Financial regulation of U.S. banking and securities markets : an overview
Author:
ISBN: 9781631170089 1631170082 1629489980 9781629489988 Year: 2014 Publisher: New York : Nova Publishers,

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Book
Chasing the tape : information law and policy in U.S. capital markets
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ISBN: 026232430X 0262324296 9780262324298 9780262028622 026202862X Year: 2015 Publisher: Cambridge, Massachusetts : The MIT Press,

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This title surveys the law and policy of regulating information flows in capital markets. Part I begins with an overview of the themes, regulatory principles, and challenges that animate information policy, and describes the principal industry, self-regulatory, and regulatory bodies that participate in the governance of information flows in capital markets. Part II articulates several objectives of information policy in capital markets - ensuring transparency and access, promoting standardisation and higher orders of meaning, and upholding integrity.

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